At EMC, you'll put your skills to good use as an important member of our team. You can count on gaining valuable experience while contributing to the company's success. EMC strives to hire and retain the best people by engaging, developing and rewarding employees.

Candidates who exceed the minimum qualifications posted, may be considered for a higher level position. This position can be performed remotely for candidates who reside in IA, MN, SD, NE, KS, MO, IL, WI, ND.

Performs assigned compliance audits and reviews to ensure adherence to company policies and regulatory requirements. Completes the reporting process and the Market Conduct Annual Statement, including the company's federal AML, OFAC and IRS Form 8300 compliance efforts. Collaborates with people leader to develop, update and implement compliance procedures and guidelines. Performs updates to existing product forms based on identified changes. Performs analysis of assigned compliance issues or concerns including consumer complaints and state insurance department inquiries.

Essential Functions:

• Performs assigned compliance audits and reviews to ensure adherence to company policies and regulatory requirements

• Collaborates with people leader to perform complex compliance audits and reviews.

• Completes the reporting process and the Market Conduct Annual Statement, including the company's federal AML, OFAC and IRS Form 8300 compliance efforts

• Conducts the AML agent training programs and AML suspicious activity reporting to remain compliant

• Collaborates with people leader to develop, update and implement compliance procedures and guidelines

• Creates and delivers assigned compliance training programs for team members

• Prepares assigned compliance reports and presentations for management

• Develops and maintains compliance-related documentation and records

• Performs updates to existing product forms based on identified changes

• Partners with people leader to complete assigned new product forms development and enhancements

• Prepares final approved versions of product forms for state filing and coordinates the submission of the final approved versions through National Associate of Insurance Commissioner's (NAIC) system for Electronic Rate and Form Filing (SERFF) as assigned

• Performs analysis of assigned compliance issues or concerns including consumer complaints and state insurance department inquiries

• Assists with responses to inquiries and works with department management on appropriate response and resolution

• Helps monitor complaints for trends or non-compliance with market conduct guidelines and helps maintain complaint files per state regulations

Education & Experience:

• Bachelor's degree in business, finance, or related field or equivalent relevant experience

• One years of experience in a compliance, regulatory or related field

• Experience in life insurance and annuity preferred

• LOMA or similar designations preferred

Knowledge, Skills, & Abilities:

• Good knowledge of life insurance and annuity terminology and laws and regulations that establish relevant compliance standards preferred

• Good knowledge of insurance products and practices with the ability to comprehend and react to regulatory changes preferred

• Good interpersonal skills with the ability to foster a cooperative work environment

• Good knowledge of computer systems, programs and research techniques including Microsoft Office or similar software

• Strong analytical and problem-solving abilities

• Excellent verbal and written communication and customer service skills

• Excellent organizational and prioritization

Our employment practices are in accordance with the laws that prohibit discrimination due to race, color, creed, sex, sexual orientation, gender identity, genetic information, religion, age, national origin or ancestry, physical or mental disability, medical condition, veteran status, active military status, citizenship status, marital status or any other consideration made unlawful by federal, state, or local laws.

All of our locations are tobacco free including in company vehicles.