Job Description
Are you ready to contribute to the growth and success of a thriving, global financial services firm with an award-winning culture? We have a unique opportunity to join Baird's Compliance team as a Compliance Analyst in our Control Room.
The Control Room Compliance Analyst is primarily responsible for the day to day operations of the Control Room in support of the Global Investment Banking and Institutional Equities and Research teams. You will maintain the information barrier compliance program, develop and maintain a working understanding of all applicable laws and regulations, and identify and address conflicts of interest. You will have the opportunity to create, update, and enforce written policies and procedures and maintain high ethical standards as required by Baird and the securities industry.
As a Compliance Analyst in the Control Room, you will:
Department
Compliance
Req Type
Exempt
Location
WI - Milwaukee
AutoReqId
7675BR
Business Unit:
Corporate Resources Group
Job Category:
Compliance